Privacy Policy

By using this website (the “Site”) or accessing any information in or through the Site, you agree to be bound by these privacy policies (collectively, as the same may be amended from time to time, the “Privacy Policy”). If you do not agree to this Privacy Policy, do not use this Site.

1. ADV Partners Holdings Ltd. (“ADV Holdings”) reserves the right to collect information about you while you use or otherwise access the Site including, without limitation, the information that you access in or through the Site, your URL clickstream (including, without limitation, date and time) to, through and from the Site, your browser, operating system, Internet provider, connection speed and the internet protocol address through which your computer accesses the Internet. Your provision of such information described in this Paragraph is mandatory and a condition to your use of the Site. ADV (define below) further reserves the right to use the information described in this Paragraph for the purposes of improving the functionality and user experience of the Site, to maintain security with respect to the Site and its components and to comply with applicable laws, regulations and other legal requirements (collectively, “Laws”). You acknowledge and agree that ADV Holdings may share such information in respect of a purpose or a directly related purpose for which the data was provided with (a) all entities directly or indirectly owned or controlled by ADV Holdings, and all entities and investment funds directly or indirectly managed or otherwise directed by ADV Holdings (all of the entities described in this sentence, “ADV Entities”) and (b) the directors, officers, employees, partners, shareholders, attorneys, consultants and other service providers and persons or entities acting on behalf of ADV Holdings and/or the ADV Entities.

2. ADV Holdings and the ADV Entities (collectively, “ADV”) will retain any of your personal data collected pursuant to this Privacy Policy for as long as is necessary to fulfill the purposes described in Paragraph 1 above and any directly related purposes or as otherwise permitted by this Privacy Policy or this Site’s Terms of Use. However, if ADV determines that retaining any of your personal data is required to comply with any applicable Laws or comply with ADV’s legal obligations, to enforce this Privacy Policy or this Site’s Terms of Use or any separate agreement or obligation between a user and ADV, to prevent fraud, to resolve disputes, to troubleshoot problems, to assist with any investigations and/or to take other actions as permitted by applicable Laws, then you agree that ADV may retain such personal data for such time as is reasonably necessary for such purposes.

3. Subject to the provisions of this Privacy Policy and this Site’s Terms of Use, ADV will exercise commercially reasonable efforts to keep all of your personal data held by ADV confidential, but ADV reserves the right to, but assumes no duty to, disclose your personal data in any of the following situations: (a) the disclosure of your personal data is reasonably necessary to satisfy any of the purposes specified in this Privacy Policy for which such data was collected or any directly related purposes; (b) to any person or legal entity who is under a duty of confidentiality to ADV and has undertaken by agreement, or is subject to professional confidentiality obligations, to keep such information confidential; (c) to any person or persons that have a right under applicable Laws to gain access to such information provided that such person or persons are able to prove his/her/their authority to access such information; (d) observing and/or complying with any Laws including, without limitation, any disclosure or notification requirements, to which ADV is subject including, without limitation, responding to legal process, subpoena requests and court orders; (e) cooperating with government and law enforcement officials and private parties to enforce and comply with applicable Laws; and (f) in each instance as determined by ADV in its sole and absolute discretion, to protect the rights and/or property of ADV or any third party, to protect the safety of the public or any person or to prevent or stop activity that is illegal or unethical.

4. At times it may be necessary and/or prudent for ADV to transfer certain of your personal data to places outside of Hong Kong in order to carry out the purposes (or directly related purposes) for which such personal data were collected. When your personal data is transferred outside Hong Kong, ADV will use commercially reasonable efforts to ensure that it is transferred, held and used in accordance with applicable Laws.

5. Individuals have the right to check whether ADV holds any personal data relating to him or her and, if so, to obtain copies of such data. Individuals also may require ADV to correct any personal data relating to him or her that is inaccurate for the purpose for which it is being used. ADV reserves the right to impose any charge permitted by applicable Laws in connection with your access of, and copying of, any of your personal data held by ADV. Enquire regarding this fee at the time you request access to, or copies of, any of your personal data held by ADV. You may exercise your right to correct your personal data held by ADV by sending written notice to the attention of ADV’s Privacy Compliance Officer, c/o ADV Partners Limited, Unit 714, 7th Floor, Core F, Cyberport 3, 100 Cyberport Road, Cyberport, Hong Kong, which notice shall specify the data that you believe to be incorrect, the reason that you believe such data is incorrect and the applicable corrections. You also must provide sufficient (as determined by ADV in its sole and absolute discretion) proof of identity to make corrections to your personal data.

6. ADV reserves the right to modify this Privacy Policy at any time in ADV’s sole and absolute discretion. Further, ADV reserves the right, in its sole and absolute discretion, to adopt additional policies, addenda and supplements that apply to this Privacy Policy or your use of the Site. You agree that ADV may effect changes to this Privacy Policy by posting such changes to the Site or incorporating such changes into this Privacy Policy posted on the Site. You further agree that your use of the Site after such changes have been made shall constitute your acceptance of this Privacy Policy as so modified. If you do not agree to be bound by this Privacy Policy as so modified, do not use, or continue to use, the Site.

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Regulatory Disclosure

ADV Partners Investment Adviser India Private Limited is a SEBI registered Investment Adviser with registration no.: CIN U74999MH2013PTC242756 (Non-individual). Pursuant to SEBI's requirement for Investment Advisers to disclose complaint status on the homepage, please note the following Investor Complaints Data:

Data for the month ending October 2024

Sr. No.

Received from

Pending at the end of last month

Received

Resolved*

Total Pending#

Pending complaints > 3 months

Average Resolution time^ (in days)

1

Directly from Investors

 Nil

 Nil

 Nil

 Nil

 Nil

 N.A.

2

SEBI (SCORES)

 Nil

 Nil

 Nil

 Nil

 Nil

 N.A.

3

Other Sources (if any)

 Nil

 Nil

 Nil

 Nil

 Nil

 N.A.

 

Grand Total

 Nil

 Nil

 Nil

 Nil

 Nil

 N.A.

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints

Sr.

No.

Month

Carried forward from previous month

Received

Resolved*

Pending#

1

Nov 2023

 Nil

 Nil

 Nil

 Nil

2

Dec 2023

 Nil

 Nil

 Nil

 Nil

3

Jan 2024

 Nil

 Nil

 Nil

 Nil

4

Feb 2024

 Nil

 Nil

 Nil

 Nil

5

Mar 2024

 Nil

 Nil

 Nil

 Nil

6

Apr 2024

 Nil

 Nil

 Nil

 Nil

7

May 2024

 Nil

 Nil

 Nil

 Nil

8

Jun 2024

 Nil

 Nil

 Nil

 Nil

9

Jul 2024

 Nil

 2@

 Nil

 2@

10

Aug 2024

 2@

 Nil

 2@

 Nil

11

Sep 2024

 Nil

 Nil

 Nil

 Nil

12

Oct 2024

 Nil

 Nil

 Nil

 Nil

 

Grand Total

 Nil

 Nil

 Nil

 Nil

*Inclusive of complaints of previous months resolved in the current month.

#Inclusive of complaints pending as on the last day of the month.

Trend of annual disposal of complaints

SN

Year

Carried forward from previous year

Received

Resolved*

Pending#

1

2020-21

 Nil

 Nil

 Nil

 Nil

2

2021-22

 Nil

 Nil

 Nil

 Nil

3

2022-23

 Nil

 Nil

 Nil

 Nil

4

2023-24

 Nil

 Nil

 Nil

 Nil

5

2024-25

 Nil

 2@

 2@

 Nil

 

Grand Total

 Nil

 2@

 2@

 Nil

*Inclusive of complaints of previous years resolved in the current year.

#Inclusive of complaints pending as on the last day of the year.

@ The two complaints received in the month of July are not pertaining to the Company i.e., the compliant has been mistakenly filed under the name of Company.These have been disposed of/closed on 14 August 2024.

 

Alert !!!

ALERT REGARDING FRAUDULENT ACTIVITY

It has come to our notice that certain unknown and unauthorized persons are impersonating staff members of ADV and are circulating messages on social media platforms such as WhatsApp, offering unsolicited services in relation to stock trading and stock analysis or potentially soliciting funds for investments.

Please note this is fraud. Kindly be wary of any such invitations or solicitations being made on the pretext of rendering investment advice or soliciting investments on any online social media and/or messaging communication platforms, using the name and identity of any staff member of ADV.

ADV does not reach out to any clients or investors through any unofficial channels. We conduct business over email using addresses ending with ‘...@ADVPARTNERS.COM’. Any complaints or grievances should only be reported to legal@advpartners.com.

ADV does not accept any responsibility for any transactions conducted with any such impersonators or unauthorised persons.

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