Regulatory Disclosure

ADV Partners Investment Adviser India Private Limited is a SEBI registered Investment Adviser with registration no.: CIN U74999MH2013PTC242756 (non-individual). Pursuant to SEBI’s requirement for Investment Advisers to disclose complaint status on the homepage, please note the following Investor Complaints Data:

Data for the month ending May 2026

Sr. No.

Received from

Pending at the end of last month

Received

Resolved*

Total Pending#

Pending complaints > 3 months

Average Resolution time^ (in days)

1

Directly from Investors

 Nil

 Nil

 Nil

 Nil

 Nil

 N.A.

2

SEBI (SCORES)

 Nil

 Nil

 Nil

 Nil

 Nil

 N.A.

3

Other Sources (if any)

 Nil

 Nil

 Nil

 Nil

 Nil

 N.A.

 

Grand Total

 Nil

 Nil

 Nil

 Nil

 Nil

 N.A.

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints

Sr.

No.

Month

Carried forward from previous month

Received

Resolved*

Pending#

1

Jun 2025

 Nil

 Nil

 Nil

 Nil

2

Jul 2025

 Nil

 Nil

 Nil

 Nil

3

Aug 2025

 Nil

 Nil

 Nil

 Nil

4

Sep 2025

 Nil

 Nil

 Nil

 Nil

5

Oct 2025

 Nil

 Nil

 Nil

 Nil

6

Nov 2025

 Nil

 Nil

 Nil

 Nil

7

Dec 2025

 Nil

 Nil

 Nil

 Nil

8

Jan 2026

 Nil

 Nil

 Nil

 Nil

9

Feb 2026

 Nil

 Nil

 Nil

 Nil

10

Mar 2026

 Nil

 Nil

 Nil

 Nil

11

Apr 2026

 Nil

 Nil

 Nil

 Nil

12

May 2026

 Nil

 Nil

 Nil

 Nil

 

Grand Total

 Nil

 Nil

 Nil

 Nil

*Inclusive of complaints of previous months resolved in the current month.

#Inclusive of complaints pending as on the last day of the month.

Trend of annual disposal of complaints

SN

Year

Carried forward from previous year

Received

Resolved*

Pending#

1

2020-21

 Nil

 Nil

 Nil

 Nil

2

2021-22

 Nil

 Nil

 Nil

 Nil

3

2022-23

 Nil

 Nil

 Nil

 Nil

4

2023-24

 Nil

 Nil

 Nil

 Nil

5

2024-25

 Nil

 Nil

 Nil

 Nil

6

2025-26

 Nil

 Nil

 Nil

 Nil

7

2026-27

 Nil

 Nil

 Nil

 Nil

Grand Total

 Nil

 Nil

 Nil

 Nil

*Inclusive of complaints of previous years resolved in the current year.

#Inclusive of complaints pending as on the last day of the year.

Escalation Matrix

Details of designation Contact Person Name Address where the physical address location Contact No. Email-ID Working hours when complainant can call
Customer Care NA Suite 1602, 16th Floor, One Lodha Place, Senapati Bapat Marg, Lower Parel, Upper Worli, Mumbai - 400013, Maharashtra NA NA NA
Head of Customer Care NA NA NA NA
Compliance Officer Ashwini Patil +91 22 6833 1000 finance-mumbai@advpartners.com Monday to Friday 09:00 to 18:00
CEO NA NA NA NA
Principal Officer Nilay Doshi +91 22 6833 1000 finance-mumbai@advpartners.com Monday to Friday 09:00 to 18:00

Note: The Investment Adviser (IA) has only one client who is under the same group structure.