Categories: finance

Money Market

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Regulatory Disclosure

ADV Partners Investment Adviser India Private Limited is a SEBI registered Investment Adviser with registration no.: CIN U74999MH2013PTC242756 (Non-individual). Pursuant to SEBI's requirement for Investment Advisers to disclose complaint status on the homepage, please note the following Investor Complaints Data:

Data for the month ending October 2023

Sr. No.

Received from

Pending at the end of last month

Received

Resolved*

Total Pending#

Pending complaints > 3 months

Average Resolution time^ (in days)

1

Directly from Investors

 Nil

 Nil

 Nil

 Nil

 Nil

 N.A.

2

SEBI (SCORES)

 Nil

 Nil

 Nil

 Nil

 Nil

 N.A.

3

Other Sources (if any)

 Nil

 Nil

 Nil

 Nil

 Nil

 N.A.

 

Grand Total

 Nil

 Nil

 Nil

 Nil

 Nil

 N.A.

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints

Sr.

No.

Month

Carried forward from previous month

Received

Resolved*

Pending#

1

Nov 2022

 Nil

 Nil

 Nil

 Nil

2

Dec 2022

 Nil

 Nil

 Nil

 Nil

3

Jan 2023

 Nil

 Nil

 Nil

 Nil

4

Feb 2023

 Nil

 Nil

 Nil

 Nil

5

Mar 2023

 Nil

 Nil

 Nil

 Nil

6

Apr 2023

 Nil

 Nil

 Nil

 Nil

7

May 2023

 Nil

 Nil

 Nil

 Nil

8

Jun 2023

 Nil

 Nil

 Nil

 Nil

9

Jul 2023

 Nil

 Nil

 Nil

 Nil

10

Aug 2023

 Nil

 Nil

 Nil

 Nil

11

Sep 2023

 Nil

 Nil

 Nil

 Nil

12

Oct 2023

 Nil

 Nil

 Nil

 Nil

 

Grand Total

 Nil

 Nil

 Nil

 Nil

*Inclusive of complaints of previous months resolved in the current month.

#Inclusive of complaints pending as on the last day of the month.

Trend of annual disposal of complaints

SN

Year

Carried forward from previous year

Received

Resolved*

Pending#

1

2020-21

 Nil

 Nil

 Nil

 Nil

2

2021-22

 Nil

 Nil

 Nil

 Nil

3

2022-23

 Nil

 Nil

 Nil

 Nil

4

2023-24

 Nil

 Nil

 Nil

 Nil

 

Grand Total

 Nil

 Nil

 Nil

 Nil

*Inclusive of complaints of previous years resolved in the current year.

#Inclusive of complaints pending as on the last day of the year.